Aldebaran Financial

The following is from the SEC website ( http://www.sec.gov/answers/formadv.htm )

   "Advisers use Form ADV to register as an investment adviser with the SEC. Generally, an investment adviser that manages $25 million or more in client assets must register with the SEC. Advisers that manage less than $25 million must register with the state securities regulator where the adviser's principal place of business is located. Form ADV also is used for state registration.

   Form ADV has two parts. Part I contains information about the adviser's education, business, and an adviser's disciplinary history within the last ten years. Part I is filed electronically with the SEC. Part II includes information on an adviser's services, fees, and investment strategies. The SEC does not require advisers to file Part II electronically.

  Before you hire someone to be your investment adviser, always ask for, and carefully read, both parts of the adviser's Form ADV. You can find a copy of an investment adviser's Form ADV (Part I only at this time) on the SEC's Investment Adviser Public Disclosure (IAPD) website. Your investment adviser must furnish you with a copy of Part II of Form ADV. Many state registered advisers now file Form ADV electronically and their Form ADV (Part I) can be found on IAPD."

To view our ADV Part 2 just click this link to read it:  click here

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Last modified: 06/09/09